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Interview of George Doschek by Ryan Hearty on August 12, 2019,
Niels Bohr Library & Archives, American Institute of Physics,
College Park, MD USA,
www.aip.org/history-programs/niels-bohr-library/oral-histories/48422
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Dr. George Doschek, retired scientist at the Naval Research Laboratory (NRL), is interviewed at the American Center for Physics in College Park, Maryland, by Ryan Hearty, oral history fellow at the American Institute of Physics. Doschek describes his early life in Pittsburgh and later career, spanning five decades, at the NRL in Washington, DC. Subjects include: Doschek’s childhood in Pittsburgh, growing up in a household supportive of music and science; undergraduate and doctoral studies at the University of Pittsburgh; coming to NRL and early activities in solar physics; work on spectroscopy at NRL, including on the missions OSO-1 to OSO-8, the 11 SOLRAD satellites, Skylab and the Apollo Telescope Mount (ATM), the P78-1 spacecraft, Yohkoh, and Hinode; and managing the Solar-Terrestrial Relationships Branch.
This is Ryan Hearty. The date is 12 August 2019. I’m here with George A. Doschek at the American Institute of Physics in College Park, Maryland. Welcome, George. Thank you very much for participating.
You’re welcome. I’m happy to participate, add to the history of things, and the way things were, and how they went.
Great. To get started here, could you say when you were born?
Yes, September 3rd, 1942.
And where were you born?
Pittsburgh, Pennsylvania.
Could you tell us a little bit about growing up? Like, your parents, what did they do?
My dad was a self-taught engineer and an inventor, but also a musician. My mother studied to be a concert pianist, but she wound up being a piano teacher. She was an outstanding pianist, a natural.
Can you say their names too?
Yes, Antony Doschek, A-N-T-O-N-Y, and Mary Louise Doschek. My father’s name was often mis-spelled as Anthony.
So, both were musicians?
Yes. My dad played violin. My mother played the piano. He was very encouraging of my interest in astronomy, which was the one thing that I glommed onto very early in my life, when I was about 12 years old. Much of my whole life I wanted to be an astronomer. I eventually wound up at the Naval Research Laboratory (NRL) doing solar physics, which is a Branch of astronomy, as well as heliophysics.
How was astronomy in Pittsburgh? Was it easy to do astronomy in Pittsburgh as a kid?
Yes, for amateur astronomy. As a kid I became an amateur astronomer. I joined the Amateur Astronomers Association of Pittsburgh, and they had space at the Buhl Planetarium in Pittsburgh for making telescopes and having monthly meetings.
To top things off, there is a large observatory in Pittsburgh: Allegheny Observatory. It has one of the largest refractors in the world, about the sixth-largest, and two other telescopes, a modest size reflector, and a smaller 13-inch refractor. The astronomers there were very encouraging to the amateurs.
I wound up working there on a few tasks when I was in high school. I took tour groups through the observatory, and I could use the 13-inch refractor a bit. So, I had a lot of experience in amateur astronomy in my youth, and I’ve always remained an amateur astronomer as well as a professional. I’m now a member of the Northern Virginia Astronomy Club (NOVAC).
Did anyone else encourage your interest in astronomy?
Yes.
Do you remember who these people were?
They were amateur astronomers, like Pittsburgh amateurs Clifford Raible, Leo Scanlon, Wilma Cherup, and Catherine Delaney. These were all “adults”. Young people like myself included Jim Mullaney, Karl Kamper, and Bill Hartmann. But the really encouraging person for my ultimate career was Nicholas Wagman, who was a professional astronomer and director of Allegheny Observatory. There were also two other professional astronomers there: Wallace Beardsley and Joost Herman Kiewiet de Jonge. And they were all encouraging to the younger amateurs.
In fact, one time the director took me and another amateur to a professional neighborhood astronomy meeting in Cleveland. So, I had a lot of encouragement to pursue astronomy and, yes, physics as well. In fact, several of us young people became professionals. A famous one is Bill Hartmann, who was into planetary research. He was the first astronomer to propose that the Moon was formed by an impact of another solar system body with the Earth. Karl Kamper also became a professional astronomer. He eventually died of cancer. But he was very, very good. I thought he was the smartest of us. [laughs] So, yes, I had a lot of encouragement.
I imagine that when you were in high school you did most of your astronomy after school and on weekends.
Well, you couldn’t do it during school. [laughs] I did a lot of observing in the evenings, mostly just in the backyard. My dad liked to build things, and he built this fantastic 8-inch telescope, and I also had smaller telescopes to use. When it was dark enough, you could actually see the Milky Way.
I was also on the local Moonwatch team that was organized after Sputnik to help track artificial satellites. We had an observing site on the roof of Allegheny Observatory. Actually, I believe I was the first person in Pittsburgh to see a part of Sputnik during a Moonwatch alert. I was called out of class at school by reporters and there was a news story in one of the Pittsburgh newspapers. I also did what we now call outreach. I gave talks to different public groups on astronomy. We had slide sets of astronomical objects that we bought. I also worked on grinding and polishing a 6” mirror for a Newtonian reflector telescope. I did this at the Buhl planetarium, supervised by Clifford Raible.
Another thing I did was for professional astronomers. The American Astronomical Society (AAS) had a meeting in Pittsburgh in 1960. Another amateur, James Mullaney, and I ran the slide projectors for all the speakers. They didn’t have parallel sessions then. It was all held at the Mellon Institute. That activity would be done much differently today. All the visuals were on glass slides that we inserted manually into a slide projector. People like Peter van de Kamp and Geoffrey and Margaret Burbidge were there. It was extremely exciting for me.
Were you building a lot of instruments as a kid, with your dad’s help?
Not really. I didn’t build a lot of instruments. I was more of an observer than a builder, although I helped my Dad build the 8-inch a little bit. It was a lot of wood-cutting and stuff like that. But I was mostly a guy that looked through the eyepiece of a telescope. I tried to find and look at deep sky objects. And I took some notes when I observed. I still have some of the notes.
How did this interest play out with your schooling? Did you go to a public school?
I went to a public school. They didn’t have any special advanced classes. But I was one of the top students and wound up going to the University of Pittsburgh after graduation.
Did you go there through some contacts you met at the observatory?
No. I was going to go to Carnegie Mellon, but I didn’t get a scholarship to go there. So, I wound up at the University of Pittsburgh. Within a year I got financial aid. The physics department at Pitt had a lot of contact with the Carnegie Mellon physics department, so I was happy at Pitt.
Did going to Pitt help you with your career plans?
Yes. I obtained both a BS in physics (Magna Cum Laude) and my doctorate at Pitt. My doctorate thesis advisor was Tom Donahue. He was an aeronomer who at the time did atmospheric research from the ground and with rockets. Although he didn’t do astronomy, he knew Herbert Friedman at NRL, who was one of the founders of space research. That was a direct link between Pitt and NRL. But I may be going faster than you want.
Yes, actually, if that’s OK, let’s back up and get a little more sense of your family life. Did you have any siblings?
No.
And your mother, you said, was a piano teacher. And your father by occupation was an engineer.
Yes. For a while he worked for Unertl Optical Company. But he was an inventor too. That was his real passion. He invented things and got patents. He was very creative. But he never made much money.
Did he have a place to build things?
At various occasions my dad had buildings where he could manufacture things in companies that he started. But in the end these businesses were not successful. We had a bandsaw and a drill press in the basement and I made a few things there. But I was not someone who would be building things all day and night. I didn’t want to do that.
Later in my life, when I was a Principal Investigator (PI) for a space instrument, I had lots of help building things. I mean, there were people that were working with me. This is true for all PIs. I had to keep tabs over the whole operation. I knew the instrument had to be built right, and things had to be done to ensure that everything would work. I saw my dad build a lot of stuff and work very carefully. I was really good at worrying about things we were building. I’m still good at worrying, about almost anything and everything. [laughs]
Here’s an example. I had talked the lab into helping build the Bragg crystal spectrometer on the Yohkoh spacecraft with the British and Japanese. The NRL Director of Research (DoR) had an agreement with the Mullard Space Science Laboratory (MSSL) in England for who would be responsible for various portions of the hardware. We had the responsibility for building the instrument structure that held all the components. We were also responsible for the crystals. The structure was to be machined out of an aluminum block. My Project Scientist, Charlie Brown, had contracted this out to a retired machinist who would build it out of his garage that he converted to a machine shop. Well, I was kind of worried about this, and for a long time I didn’t hear anything in the way of progress. My Project Scientist told me that planning the machining was difficult because the structure had to be hollowed out so it would be very light with a lot of ribbing in the structure. I really bugged Charlie about progress and one day when I came to work I found that the seat of my chair was covered with an extensive pile of very sharp aluminum filings. I expect that he would have been happy if I hadn’t seen them and had just sat on them. [laughs]
You were born during the war. How did that affect your family?
I don’t believe it affected them much. Well, I really don’t know. I was just born; it didn’t affect me. [laughs] When I was older, my parents didn’t bring up any real hardships that they suffered.
Do you remember anything about the house you grew up in?
Yes, I remember a lot. We didn’t live in a big house. We just rented. We rented all our lives, actually. We rented a top floor of one house, and then we moved into one-half of a duplex. It was small, not large. I didn’t grow up with tons of money.
Were your parents particularly religious or political?
My parents were Catholic to start with, and then they left the Catholic church and joined a Presbyterian church, which I also belonged to. I was the one who motivated that. My friends were mostly protestants. I had a good experience in that church. My family liked the minister and I participated in some of the church activities. I played piano at some church dinners and joined a group for bowling on weekends.
In fact, my father got to know the minister, who was a very good guy, and we had a sky school there. We arranged for about ten talks at the church on astronomy, and I think the director of Allegheny Observatory gave a talk. Of course, I gave a talk. I still have tape recordings of these talks. My church life there was good, but I was never very religious. I’m not a member of any church now.
OK. Growing up with this interest in astronomy, you were involved in a number of astronomy activities. It sounds like you had a lot of hands-on knowledge. Did you acquire this from reading books, or from other amateurs and professionals? Do you remember reading any astronomy books or journals or magazines?
Oh yes.
That influenced you as well?
I bought Sky & Telescope at the Buhl Planetarium. I used to go to a bookstore in downtown Pittsburgh. I got all the astronomy books I could. I read The Nature of the Universe and Frontiers of Astronomy by Fred Hoyle. Frontiers of Astronomy was a favorite of mine. I’m happy that I got to meet Fred Hoyle and his wife later in my professional career. My wife and I got to entertain him at a dinner party at my current home in Potomac. I read other books, like the Harvard book on astronomy by Bart Bok on the Milky Way, and Galaxies by Harlow Shapley. I read The Sun by Gorgio Abetti and Life on Other Worlds by Sir Harold Spencer Jones. I read articles in Sky & Telescope by Otto Struve, a stellar spectroscopist who wrote a lot of articles on astronomy in Sky & Telescope. He is a very celebrated astronomer. He was a descendent of the Struves who observed double stars and made catalogues.
So, you were reading a lot?
Yes, and I read, oh, the books by George Gamow, One, Two, Three...Infinity, and The Birth and Death of the Sun, and so on. And I would also read Scientific American astronomy articles. I had plenty to read. There wasn’t any Google. Now if you want to know anything, you just go to Google. [laughs]
Right. So, did the people at the observatory or your father help you get some of these things?
No, I just went to the bookstore and looked for astronomy books. They didn’t have a lot at any one time, but they’d get some new things. You’d have to go downtown, and I’d take a streetcar to get there, and then walk to the bookstore. And eventually I just collected a lot of reading material. When my interest in astronomy began, I didn’t know anything about it.
I discovered Saturn, you know. [laughs] I think I should put that on my CV. I had the telescope out one night, and I was looking at different stars just for the heck of it, and then I came across Saturn with its rings. I was using a 3.5” Newtonian reflector, I think with a 60x eyepiece. I thought you needed a 200-inch Hale telescope to see the rings. [laughs] I ran down our basement stairs and excitedly told my dad that incredibly, I could see the rings of Saturn.
So, you were learning the night sky on your own.
Yes. Another time, I believe in 1957, I was out observing and I saw a relatively small and compact cloud in the sky. After I had looked around with my telescope for a while, and when I was about ready to stop, I looked up, and the cloud hadn’t moved at all. I thought, “Well, I know clouds move.” I put my telescope on it, and it was Comet Arend-Roland, which is one of the great comets of the previous century. News didn’t travel the way it travels today and I was totally unaware of the comet. Also, because at my young age I didn’t pay attention to the news. Undoubtedly, the comet was mentioned in the news. I continued to observe the comet and made drawings of it. Later that same year Comet Myrkos appeared and I got a photograph of it with my dad’s camera mounted on a tripod.
I could see why that would inspire you to do more in astronomy. You were discovering things.
Yes. As you probably know, Jupiter has four large satellites. Once, when I looked at Jupiter I saw a fifth stellar object perfectly aligned with the four Galilean satellites. I thought, is that a fifth satellite? Did it pick up a huge asteroid that was flying around, making a new satellite? [laughs]
So, the next day, I called Dr. de Jonge at Allegheny Observatory. I didn’t know how to phrase this, but I told him what I had seen. I wanted him to say, “Well, maybe it’s another satellite” but he wouldn’t say it. He just kept saying “So what?” I finally said, “Well, could it be possible that it’s another moon?” Then he started to laugh and said, “No, no, no, it’s just a star in the line of sight and just a coincidence that it’s lined up with the real satellites.” Well, I was embarrassed but at least I learned something. As you can see, at the time I really knew very little about astronomy and the night sky.
Right. What about your friends? Did you get any friends interested in astronomy?
Yes, I had a couple of friends who went to a few meetings of the junior Pittsburgh amateurs, the first version of the Pittsburgh amateurs that I joined. That was a much smaller group than the senior group. I switched to the senior group later. A couple of my friends went there for a while, but then they dropped out. None of my friends at school were real astronomy types. It was just me. I was the nerd or whatever we were called in those days.
But they were interested enough to try it out?
Yes, they did for a while. One of them even had a telescope. He and I would observe with it occasionally.
OK. You remember your father supporting you a lot in this. Did your mother support it as well?
Oh, sure she did.
They really liked your interest here.
In our living room, we had a large framed photograph of the Andromeda galaxy. I don’t think many people would have something like this as a centerpiece painting or photograph on a wall of their living room. There was also a framed painting of Brahms playing the piano and a bust of Beethoven on the piano. The living room was a music and astronomy room. [laughs]
Wow. That sounds like pretty good support. They saw your interest in astronomy.
And my dad was generally interested in astronomy. I took informal piano lessons from my mother so I was involved in both music and astronomy.
That’s really interesting. I think we now can go and ask about your starting off at the University of Pittsburgh.
OK.
Do you remember what it was like applying, and getting in, and then what you did there the first year or so?
I got in rather easily, based on my high school performance. The first year I got all As, except for maybe one B in Reserve Officers Training Corps (ROTC). I took ROTC because I didn’t want to go to gym. I think I forgot about the final exam. I came and I may have gotten that B in it. But I got a scholarship right away, and I continued to get high marks. I graduated Magna Cum Laude.
I forgot actually to ask you if you had any other family in the area, like uncles or aunts, cousins.
No, not really, no. One of my grandfathers, my dad’s father, lived with us. He was in his eighties.
So, you remember doing very well as an undergraduate.
Yes.
What did you major in?
I majored in physics. I had a number of excellent teachers. The first physics teacher I had was Manfred Biondi. He was very good. Oh, I remember all the teachers I had in all departments at Pitt. Mostly they all had pluses. Only a very few had minuses. [laughs]
Your physics teachers had the dual jobs of teaching and research, correct?
Yes.
Do you remember them being committed to their physics students?
Oh, yes, they were very gung-ho physics. They all loved physics. This love of physics is what they tried to convey to us. Teachers in those days were not judged by their students. They were the bosses and made the rules, and that was that. But they were all good teachers.
Who did you meet as an undergraduate? Any lasting collaborators?
Well, I met my wife, and the collaboration has been very lasting. [laughs] She went to Pitt. She was an early admission from her high school, Mt. Lebanon. This was a Pitt program for high academic achievers. She skipped her senior high school year. First, she entered the School of Engineering and Mines, in the chemical engineering department. After a while, she switched to chemistry in the School of Liberal Arts. Although I knew her as an undergraduate, I didn’t start to date her until graduate school. And that’s when we decided we were going to get married and stuff like that.
What’s her name?
Wardella.
How do you spell it?
It’s a combination of her grandparents’ names, Ward, W-A-R-D, and Ella, E-L-L-A. She is a native Pittsburgher who lived in Mt. Lebanon. I lived in Crafton.
You met other people as well?
Sure. I met a lot of people. I was an avid chess player. Oh, that was another thing I did, starting in high school.
I was going to ask you about any other hobbies or athletics.
Well, I told you I played piano. Athletics was confined to touch football, and I played some tennis and softball. When I was a real little kid, I was on the neighborhood softball team.
But my main activities apart from astronomy was playing the piano and chess. My mother didn’t want me to be a pianist. On the other hand, she wanted me to play. So, I got some instructions but not the full monty. I now take piano lessons from an outstanding teacher who was a Curtis graduate. I’ve taken lessons for maybe 25 years.
In high school and throughout graduate school I played chess. In high school, I won the high school city championship, and the Crafton high school team that I was on won the Pennsylvania high school state championship. I joined the Pittsburgh Chess Club, and I was on the University of Pittsburgh chess team. There was also the Shadyside Boys Club. Another chess player that I was friends with and I taught chess there, and we also had a Shadyside Boys Club team that participated in the Pittsburgh industrial and university chess league. We had a four-player team. My friend and I were the top two boards, with two of the boy’s club members the other two boards. We won the championship one year. About the time I graduated from college, I played in the U.S. Junior Chess Championship, which was not nearly as strong as it is now. I mean, I couldn’t be a water boy in that activity today. Chess, piano, and astronomy were my hobbies.
Did your wife also play chess?
No. She knows the rules and can play, but it’s not an activity she enjoys.
Aren’t you going to ask me if I have children?
Yes. Do you have children?
[laughs] Yes, I have a daughter, Elizabeth Ellen, and I have one granddaughter, Ella, Ella Doschek Serengulian. She’s 10 years old now with quite a mouthful of a name.
Do you get to see them often?
I see them a lot. They live only about 20 minutes away.
Great. Let’s go back to your college, the time that you met your wife. You were both at the University of Pittsburgh?
Yes.
Did you both have the same network of friends?
Partly. Her thesis adviser, Jerome Rosenberg, had a tea at four o’clock, when I was in graduate school. And I always went over to the teas which were held in my future wife’s lab. She did experimental work in the chemistry of photosynthesis. His other students pursued similar research. Jerry Rosenberg was a chemist who eventually reached very high levels of management at Pitt. He is perhaps, in purely humanistic terms, the most memorable faculty scientist at Pitt that my wife and I knew. We continued visiting Jerry and his wife after we got our degrees every time we visited Pittsburgh. We had many memorable dinners together in Pittsburgh.
The really remarkable thing is that Jerry is now in an assisted living establishment not far from our home. And last year, at the age of 98, he came to my daughter and son-in-law’s house and my daughter and he played the Bach Double, a violin concerto for two violins! Jerry has always been a violinist who played chamber music with other friends in Pittsburgh, and my daughter studied violin and almost majored in music to become a professional violinist.
That’s remarkable!
Yes, it is. It’s inspiring when a person of Jerry’s age can do something like that. They both played very well.
Well, back to you. You finally both got your PhDs at Pitt?
Yes, and about at the same time. My thesis advisor was Tom Donahue, an internationally respected aeronomer.
Do you remember hanging out with her group as well as your physics group?
Oh, no. Occasionally I went to a party, lunch or dinner with her friends, but I mostly hung out with fellow physics students. My office mate in graduate school was making a telescope, and he was actually working through the Pittsburgh Amateurs at their optical shop which had moved to Allegheny Observatory. But I wasn’t building telescopes. By this time, I just wanted to get my degree. My friend worked on the telescope mount late at night, making various parts for it. We both shared the same office. He took a machining class. I now wish I had also taken that class, although I’ve never had to do any machining.
Every day when he was making this mount, I would come into our office in the morning, ignoring his mount, and he would say, “You didn’t comment on this gizmo I made last night.” [laughs] So I did and said it was wonderful. It became a beautiful equatorial mount.
In the fun activities, I played cards with two of my friends on Friday nights. We’d play mostly hearts. We played in the upstairs room of a large house where the rooms were rented out to students. And we smoked cigars. The three of us would get up in his room and light up. [laughs] Well, you know, the smoke and very strong odor would go throughout the house, and nobody ever complained. Those were different days. We also could smoke in class.
There could be problems with smoking. One time we had our homework graded by another graduate student that was ahead of us, and he asked me to stop smoking. And I said, “Sure, all right.” But I didn’t stop. Then the graduate student wouldn’t talk to me. I asked him what’s wrong, what did I do?” And he said, “I asked you to stop smoking. You didn’t.” I said, “OK, I’ll stop. I’ll stop. I’ll stop.” I did stop in class, but a lot of people smoked. In fact, many people, including me, smoked at NRL for a while. A long time.
Right. But you had quit then?
No, no. Just when this particular grad student was involved. I started smoking because somebody stole a cup from one of the students and wanted to fill it up with cigar ash or cigarette ash. So, I joined in the effort and we filled it up with ash, and put it back in his mailbox, something like that. That’s how I started to smoke cigars. But I didn’t inhale. I never inhaled. And for a while, I also smoked a pipe, but I never inhaled that either. So, I never had a real smoking problem. I no longer smoke, and for many years prior to quitting I only smoked one cigar a few times a week on my porch.
I want to know about your PhD, your advisor, and your work. How did you decide on what to work on for your PhD? And did you continue working on your thesis topic when you went to NRL?
The topic I got involved with was radiative transfer. Radiative transfer is very important in aeronomy and stellar atmospheres. My thesis advisor, Tom Donahue, suggested that I work on a radiative transfer topic. I became interested in it and thought this would be a good theoretical project. Tom Donahue was interested in radiative transfer because of its application to the Earth’s atmosphere. However, Donahue gave me a very tough problem of radiative transfer to work on. It turned out to be quite difficult, and I used an aeronomy technique that is not, I don’t think, used as much in at least solar astronomy. They didn’t connect. The upper atmospheric group didn’t connect much with the astronomy group. My thesis work formed the basis of a proposal I wrote when I applied for a job at NRL.
Eventually, I did a thesis and paper on radiative transfer, trying to solve problems where simple approximations weren’t valid. The paper was written at NRL and was published in The Astrophysical Journal. I applied for astronomy jobs at various universities but because I was not really an astronomy student and didn’t know the right people, I wound up being interviewed at NRL by Herbert Friedman. I was delighted to find that Herb Friedman was pursuing X-ray astronomy. And there was also a substantial solar group run by Richard Tousey. The proposal I wrote for my NRL employment was actually sent to NSF. It was still a radiative transfer proposal, to work with George Carruthers at NRL on radiative transfer in the interstellar medium. This proposal was accepted. I got a part-time federal appointment until my grant funds arrived.
On the first day that I arrived at NRL I met Talbot Chubb, who was a Branch Head. I hadn’t told anyone at NRL that I would arrive on that day. Talbot was quite busy, so he introduced me to John Meekins, who had just obtained solar flare X-ray spectra using Bragg crystal spectrometers, and I spent a lot of time with John looking at these spectra. His instrument was flown on the NASA 4th Orbiting Solar Observatory (OSO). I became very interested in the spectra and so instead of working with George Carruthers, I decided to work on analyzing the solar flare spectra. You could make research changes like that in those days.
After being given a tour of the Division, I realized that the main activity of the Division was experimental. I thought it might be interesting to also get involved in this. I didn’t mind getting in the laboratory, and although I didn’t like building things normally a lot, I was comfortable around bandsaws and drill presses and stuff like that, or vacuum systems. So, I knew how to be careful and not damage the equipment. [laughs] That’s how I got started in solar physics. If I had shown up, you know, it’s the butterfly effect, a couple of minutes later, Talbot may have passed me to another person, and I may have started doing research in another field. [laughs] The Division management was wonderful, it allowed such changes in research direction.
Did you immediately go to NRL after your degree?
Yes. But before I got my degree I went to NRL for an interview, mostly with Herb Friedman. I applied for a job at NRL and flew down with another student and we met Friedman and he told us about the astrophysics research at NRL. I was very impressed and encouraged by this meeting. I didn’t think NRL did any astrophysics. Donahue’s main research interest at the time was aeronomy, but later he expanded his interests into planetary science. As soon as I got married we both left Pittsburgh and found a garden apartment in Columbia, Md. There was no honeymoon. We each started to work the day after we were married. My wife worked at the Research Institute for Advanced Study (RIAS), a lab run by Martin Marrieta, continuing her photosynthesis research. RIAS no longer exists. And I went to the Naval Research Lab.
My wife worked close to Baltimore and I worked in Washington. I had a rather long commute each day. After a year my wife decided that research management was more interesting to her than basic research, so we moved into a high-rise apartment right off the Washington beltway and my wife got a job at the National Science Foundation as an assistant program director.
How long did you stay there?
We stayed there till 1974, the year we bought a house in Potomac, Maryland.
You lived in two apartments, and then you bought a house?
Yes. And I remember it was $135 a month for the garden apartment in Columbia, and it went up to $180 for the high-rise monthly rent. And we said, “I don’t know if we can afford that. It’s a lot of money.” [laughs]
Yes, I suppose that was a lot of money at the time.
Yes, but we were like yuppies in a sense that both of us had jobs that were pretty well paid. I came in as a GS-12 on my grant, and I believe my yearly salary was $12,583 a year. That’s not much today! The source of funding I had was an arrangement between Herb Friedman and NSF. As I said, my first grant proposal was to NSF. I was called a Hulburt Fellow. Other people at NRL were employed at NRL the same way. This arrangement no longer exists.
When did you become a full-time NRL employee?
After two years on my grant, NRL decided they liked my work well enough to offer me a federal appointment. I was happy to accept. After that, I was funded for some time by Navy 6.1 basic research funds. Later, I also got funding from NASA research grants. In those days I wasn’t a manager and so my knowledge of Division funding for its employees was essentially zero. After I had been at NRL for a while, I got a grant from NASA, and Talbot Chubb liked that. I got it, because by then I was beginning to be favorably recognized by the US solar physics community. Talbot Chubb and Herb Friedman thought that was great. But it wasn’t essential for me at the time to have obtained this grant, because I was well covered with Navy money. Today this is no longer true. We need outside sources of funding to stay employed.
It’s all different than what you remember then?
Yes, it’s different. There was more money then to do things. I never worried about money much in those days. I think Herb Friedman told me and a colleague, Uri Feldman, not to worry about the money. [laughs] But the Division management was happy when I did get grant money from NASA.
They had a sense that the money would be coming in eventually from different sources?
Yes, eventually I started to get NASA grants. For years I always had a continuing series of grants to analyze data at NRL. It didn’t pay my whole salary, but it paid a lot of it; maybe half of it.
I’m curious about space scientists from universities coming to NRL on a temporary basis to learn space science, and then going back to their institutions. Was it Friedman who had this idea of making NRL a kind of center of space research?
I believe this was his idea. I don’t know for sure if it was his idea, but I think he wanted NRL to be a center of space research, because I think he saw we had a great opportunity. We had the V-2 rockets and other rockets that were being developed. Here was a chance to make major discoveries. And Herb Friedman and Richard Tousey did make major discoveries. For example, Herb Friedman took the first X-ray picture of the Sun, and Richard Tousey got the first ultraviolet spectrum of the Sun. Herb Friedman’s main competitor was Riccardo Giacconi at American Science and Engineering who eventually got the Nobel Prize. Herb Friedman wanted NRL to be a leader in space science. Training people in space science was good for science and eventually some of these people might be hired by NRL. This is what happened to me.
A few people who came to NRL under the program at NSF stayed, but others left. A couple of them went to Johns Hopkins and did very well there. I don’t know why the Hulburt program was terminated. I couldn’t get research grant money from NSF under their ordinary programs. I have heard that when the government partitions money out to all the agencies, they don’t want the agencies playing around with it and shuffling it back and forth too much. But I don’t really know. Perhaps since NASA was formed from NRL, NRL was able to get grants and projects from NASA.
You mentioned that there were different research groups at Pittsburgh, i.e., there was an upper atmosphere group etc. Was there an astronomy group in the physics department?
No, not really. There was Allegheny Observatory and the parallax program. But they were not closely associated with the physics department to my knowledge. Now the situation is much different. They now have a Department of Physics and Astronomy. There are people doing all sorts of astronomy there. But that wasn’t the case when I was a student.
And at NRL, there were similar research groups as in Pittsburgh?
There was space research and radio astronomy. At the time I came to NRL, the space research was mostly done by rockets. However, there were the Solrad solar satellites that monitored solar activity. There was an upper atmospheric group, an X-ray astronomy group, a solar physics group, and a radio astronomy group. Of course, aeronomy was of great interest at NRL for obvious reasons. Three of us came to NRL from Pittsburgh. One did not stay in the Space Science Division. My good friend Bob Meier came two years before I did. He was an aeronomer and continued with upper atmospheric research throughout his career.
Did you find that your background in astronomy helped?
Yes, it has always helped. And it has always been an inspiration even when my research was not directly connected to astronomy.
But there were people already at NRL that were doing astronomy that you could collaborate with?
Yes, solar physics is a Branch of astronomy. In particular, I was pretty well-versed as an amateur in the Sun and stellar evolution. I wrote a term paper on the Sun when I was a junior in high school. It’s always helped me to know the astronomy that I learned. But I learned all of it as an amateur.
Right, because it seems to me from what you’re saying is that you could be a bridge among groups that would otherwise not be talking to each other.
Oh, well, I wasn’t much of a bridge. I was in Talbot Chubb’s group which at that time was like an empire. He was a Branch Head, but he had an X-ray astronomy group, a UV astronomy team, a couple of aeronomy groups, and a solar X-ray group. Tousey was mostly all solar. He had a UV group but did not venture into solar X-rays, which I started doing when I got to NRL. I didn’t interact much with the people in Tousey’s group at that time.
Eventually Chubb’s empire was broken up into individual Branches. I was made a Branch Head of a Branch Friedman created and called the Solar-Terrestrial Relationships Branch. After that the people in Chubb’s Branch interested in rocket astronomy sort of forgot about me. [laughs]
However, in later years astronomy people that were in Chubb’s Branch became interested in stellar spectroscopy. For a while I interacted a lot with them, because by that time I was well-versed in UV through X-ray spectroscopy of highly ionized atoms. I believe I even wound up as PI on one proposal they had. My memory is a little uncertain here. But I do remember helping Herb Gursky, who replaced Friedman as Division Superintendent when Friedman retired, with a spectrometer proposal for flight on the NASA Advanced X-ray Astrophysics Facility (AXAF), now called Chandra. But this proposal was not accepted by NASA. At the moment, I don’t think there’s anyone in the astrophysics group in the Division that knows a great deal about what I do in solar physics. I don’t think I was much of a bridge builder except in spectroscopy when they were doing it. They’re not doing high-resolution spectroscopy in the X-ray or EUV region anymore. At the moment I only do spectroscopy in solar physics.
Astronomy and physics is very specialized, and people working in these highly specialized research areas need to get funding for their work. They are highly focused in what they do. It’s not like, “Oh, I’m a general physicist. Today I’ll work on the Sun. Tomorrow I’ll work on the spiral structure of the galaxy.” That doesn’t happen very often now, I don’t think, but it was quite common in the past. You tell me why. [laughs]
I should mention that Herb Gursky was one of Friedman’s main competitors before he came to NRL. He worked for Giacconi. But he, like Friedman, was an inspiration to me. He was not at all like Friedman. But he strongly believed in basic research and supported me throughout my career and his career at NRL. He eventually died of cancer and was replaced by Jill Dahlburg. Jill was a tough manager, but also strongly supported science. All my higher-up managers strongly supported science throughout my career. How lucky can a scientist get?
Let’s talk a bit about these spectrometers that became your specialty.
OK.
When you got to NRL in 1968, what did you see as the role of instrument-building at NRL at that time, or the status of it?
Well, the entire Space Science Division was and to some extent still is an experimental group, and you can’t do experimental physics without developing instruments. [laughs] That was and is very important. In doing space research astronomy and solar physics, developing new instruments and missions is the way we make progress. I don’t think the Navy would support us if we turned into a mainly theoretical group. For example, the Division’s development of gamma ray instrumentation was important to the military, i.e., they were looking for above-surface nuclear blasts. Now they’re worried about illegal radioactive material.
You always need new projects. When I got to be a Branch head, I thought I would always need a new project. However, I also wanted some data analysis and theory so that we could try to understand what we were looking at. After all, comprehending what we are looking at is what science is, and we fundamentally were and still are a science organization. My Branch was made up of a solar group from Richard Tousey’s Rocket Spectroscopy Branch, and a solar X-ray group from Chubb’s Branch. And it was a very good combination because I got the guys who were working on coronagraphs from Tousey’s Branch. [laughs]
As I said, I knew quite a bit about the Sun because I’d read a lot about the Sun as an amateur. I knew about the visible light Sun. I knew about the corona and the chromosphere and the transition region. That’s where astronomy was very helpful, because I had quite a solar experience.
As I said, my honeymoon consisted of getting set up in an office with the necessary furniture, etc., and starting to look at flare X-ray spectra. The spectra covered a wavelength range from about two angstroms up to twenty angstroms. There were many spectral lines in this part of the spectrum that were not observed in solar spectra before, and many were unidentified, so now my university physics training in atomic physics and spectroscopy became very important.
There was a British group that was way ahead of us in terms of their understanding of spectroscopy in the extreme-ultraviolet (EUV) and X-ray spectral regions. However, we had excellent data at that time for a first look at what was there. Werner Neupert at Goddard Space Flight Center, other people from the Aerospace Corporation, and groups outside the US also had good solar X-ray spectra. So, the fun began in trying to identify the lines. You had to work out how you do this. Our X-ray spectra did not have very high spectral resolution because John Meekins and Bob Kreplin, who built the instrument, wanted it to cover a substantial wavelength region. They bent the crystal in order to cover a large wavelength range.
I slowly learned how to approach identifying spectral lines. I started to work with Robert Cowan at Los Alamos, an outstanding atomic physics theorist, who developed a computer problem that calculated energy levels and wavelengths of spectral lines of highly ionized ions. He sent me output from his programs that was extremely helpful to me. I can’t remember how I became aware of him. But I was never shy in those days in approaching people who could help me. [laughs]
I knew that the spectra we had were composed of many blended features. I wanted to fly a higher resolution X-ray spectrometer that would resolve all the lines. One of the people from Friedman’s solar X-ray group, my previous Section Head of the Section I was in, Bob Kreplin, liked to build instruments. We decided to propose a Bragg crystal X-ray spectrometer for the Air Force Space Test Program (STP) that would resolve all or most of the spectral lines. Then, at about the same time, and while I was still in Chubb’s group, I got a call from Dave Nagel, who was a Division Head of another NRL Division. He wanted to do EUV and X-ray spectroscopy on a laser facility they had at NRL in the Plasma Physics Division.
Also, and about at the same time, Uri Feldman came to NRL from Israel into the Space Science Division. He was an expert spectroscopist and experimentalist and taught me a lot about experimental spectroscopy. I reciprocated by explaining the uses of spectroscopy in doing solar physics and what could be done with the spectral lines. My research with Uri over the years is one of the highlights of my career. It was extremely rewarding and a lot of fun.
Uri and I started to do experiments using the laser. We were able to use old spectrometers that Tousey used in rocket experiments. They were stored on the fourth floor, a floor used as a Space Science Division storage area. They were just sitting up there, and they were small, so you could mount them in small chambers that were compatible with the laser experimental chamber. These spectrometers were EUV spectrometers. And Uri and I also started to do experimental spectroscopy work with the laser in the X-ray spectral region using Bragg crystals. I believe Richard Tousey funded some of it. We identified flare and active region spectral lines and investigated helium-like multiplets and associated dielectronic satellite lines. The shortest wavelength X-ray spectrometer was a rather crude Bragg crystal spectrometer that we built. The EUV spectrometer was a grazing incidence rocket instrument built at Goddard. Uri Feldman was a post-doc at Goddard before he came to NRL. He used this instrument which was built by Bill Behring at Goddard for rocket flights. We were able to use it at NRL. It is a superb instrument; Bill Behring took great care in its construction.
We took a lot of spectra with the EUV spectrometer. We identified a lot of spectral lines from ions heavier than calcium. The laser let us produce ionization stages that were previously not accessible. The laser allowed us to produce plasma with million-degree temperatures. For example, for iron we produced spectral lines of Fe XVIII, Fe XIX, Fe XX, and Fe XXI and identified them. We published a lot of papers on the identifications.
We were in close competition with Brian Fawcett from the Appleton-Rutherford Laboratory in the UK. We needed sometimes to add notes in proof also crediting Brian with making the same identifications. Brian has called this “our Atlantic Partnership”. It was an extremely exciting time in both my life and Uri’s.
In addition to the laboratory work, Herb Friedman asked Uri and I to start work on the EUV solar spectra obtained by Richard Tousey on the Skylab manned space station. Then we again had buckets of spectral lines from diverse observations all over different regions on the Sun. But perhaps that’s a later story.
As an aside involving laboratory work, and I can’t remember how this started, I also got involved in building a space instrument, a Thomson X-ray polarimeter. It was a very interesting solar flare experiment involving such lovely materials as sheet beryllium and lithium. I was the principal investigator and it got flown on an NRL Solrad 11 satellite. Unfortunately, the timing on the spacecraft had a problem so the instrument couldn’t work. But throughout my career I’ve had excursions. Let’s go back to spectroscopy, which is the field that makes my career.
When I became Branch Head in 1979, the STP satellite (P78-1) with the high-resolution Bragg crystal spectrometers (called SOLFLEX) that we had proposed was launched. I had figured out what spectral lines to look at and found out what kind of crystals were needed. I had the crystals manufactured at NIST, which was then maybe called the National Bureau of Standards. There was an expert crystallographer there, Richard Deslattes, and he made the crystals. We obtained fantastic X-ray spectra of solar flares with all the lines resolved. We published many papers on the lines, their identifications, and their value to solar physics. We also helped people at the Aerospace Corporation identify X-ray spectra from their spectrometers (called SOLEX) on the STP satellite.
The other significant aspect of P78-1 was that people in Tousey’s Branch, who were now in my Branch, flew a white light coronagraph (called SOLWIND) on the satellite. They had discovered coronal mass ejections with a previous coronagraph flown on the NASA OSO-7 spacecraft when they were still in Tousey’s Branch. In fact, P78-1 was the backup OSO-7 spacecraft. The P78-1 coronagraph results produced a huge impact in the solar physics community, and established NRL as the king of space-flown coronagraphs. We have the only operating coronagraph that’s looking at the Sun now, the LASCO coronagraph, flown on the European Solar & Heliospheric Observatory (SOHO) spacecraft. If that coronagraph fails, we will currently not have a direct CME warning. A monitoring new NRL coronagraph is currently being built at NRL and funded by NOAA. SOLFLEX and especially SOLWIND greatly increased my Branch’s standing in the solar physics community.
To make this more complicated, with the timeline a little confusing here, as I said, I became Branch Head in 1979. Uri Feldman came to NRL earlier. Before I became Branch Head, in addition to the laboratory work, Uri and I also worked on UV spectra from an NRL spectrograph flown on the Skylab manned space station and built by Richard Tousey and his group. As I said, it was great working with Uri. We wrote a lot of papers, and to avoid arguments we alternated first author on the papers regardless of whose ideas were mostly responsible for the papers. I believe this practice is somewhat unique. It is selfless. Am I going too fast?
No, no, no. It’s great.
It’s all free association. [laughs] How are you going to edit this?
I’ll figure it out. [laughs] But let’s get back to the Branch you had. Was this a multi-organized team to build instruments?
Yes, but it was not just instruments. I tried hard to build the solar physics science that NRL was doing, that is, the analysis of the data and theoretical interpretation of it. Many hires were scientists more interested in looking at the data and interpreting it than building instruments. But yes, I had several people such as Uri who were interested in building instruments. I was interested in both data analysis and instrument building. To reiterate, the first X-ray spectra I worked on had too low a spectral resolution to resolve all the lines that I knew were there. So, when an opportunity came to build an instrument for P78-1, I looked around for crystals that would resolve all the lines. And, as I said, I found through a tip a person at NIST who could make the crystals. First, I ordered crystals that I thought would be good from two companies. I sent them to Deslattes, and he said one was garbage and the other was garbage-squared. And he said, “I’ll make your crystals.” I said OK, I wasn’t going to argue with the expert. He chose different crystals.
I had a really good instrument guy, Charlie Brown, who liked to build instruments. Charlie Brown was with me for virtually my whole career. Uri and John Seely were also in my Branch and essential for both building things and analyzing data. We got a super X-ray spectrometer for the P78-1 satellite. But all this came after the Skylab data. Skylab was operating between 1973 and 1974. P78-1 was launched in 1979. Additional projects came later.
It was good that the focus of my Branch was primarily science. The focus of Tousey’s Branch, eventually headed by Guenter Brueckner after Tousey retired, was primarily building solar instruments. If we both had that interest as a main focus, there would have been terrible conflicts since NASA wasn’t going to fund just NRL.
P78-1 was launched when you became a Branch Head?
Yes. I think P78-1 was launched right before I became Branch Head, because when I became Branch Head, all of a sudden, I had two fantastic instruments. I then had excellent coronagraph data and excellent X-ray spectra. Life was sweet. I continued to work on X-ray spectra, but Neil Sheeley in my group, also transferred from Tousey’s Branch, took the lead in my Branch for working on the coronagraph data. So, my Branch had projects, but not as many as Brueckner’s Branch. I still always wanted a good project in my Branch, and I pursued everything that I could to get one throughout my career.
As a Branch Head, did you interact much with the outside NRL community?
Yes, I served on committees. I became chair of the AAS Solar Physics Division in 1987, and I served on a number of other committees as well. I served on the NASA Management and Operations Working Group (MOWG), and I always wanted a Branch member to be a member of that group.
When did you get your next project?
As a member of the NASA MOWG, I found out that the Japanese were interested in flying another spacecraft to continue their solar physics space research begun after the previous launch of two satellites. After the launch of P78-1, NASA launched the Solar Maximum Mission (SMM), and the Japanese launched the Hinotori spacecraft. Both spacecraft had high resolution X-ray spectrometers with resolution as good as the NRL spectrometers on P78-1. There was a rush from the competing teams to publish papers.
There was a meeting sponsored in the US by NSF in Japan in October 1982 where all the SMM and Hinotori people got together. I also went to this meeting with P78-1 data from both the X-ray spectrometers and the coronagraph. The British were an important group in building the X-ray spectrometers for the SMM mission. I met the Japanese scientists and we all discussed the data from these wonderful spacecraft.
Did this meeting lead to your next mission?
Yes, I guess it did. The Japanese wanted to launch another satellite, their own satellite, to do solar flare physics and high energy physics. At that time, I was on a NASA MOWG. NASA informed the MOWG that the Japanese were reaching out for collaborations with foreign scientists to be participants in providing instrumentation for their next solar space mission. This was an opportunity I didn’t want to miss; I wrote a letter to a Japanese colleague saying we wanted to become involved in an X-ray spectroscopy experiment. I wanted to propose another X-ray spectrometer with much more sensitivity than previous instruments that NRL and other groups had flown. The coronagraph group in my Branch similarly pursued the possibility with the Japanese for providing an X-ray telescope.
The Japanese had an expert in X-ray spectroscopy, Katsuo Tanaka. Unfortunately, he became afflicted with a fatal cancer and could not work on the next Japanese solar spacecraft. I visited him at his home and he told me that it was comforting knowing how he was going to die. I’ll never forget that. He was an outstanding scientist.
What happened next?
The Japanese have always been very careful in deciding who to work with. Mullard Space Science Laboratory (MSSL) in the UK also were interested in providing an X-ray spectrometer and the American SMM spectroscopy PI pursued contributing an X-ray Telescope. I think Marshall Space Flight Center (MSFC) also proposed an X-ray Telescope.
The Japanese sent a team to visit us to see what facilities we had, meet people who would work on an X-ray spectrometer, and see what kind of instrument we had in mind. We proposed flat crystal spectrometers, which require scanning a spectrum by rotating the crystals. But the Japanese didn’t like this because their spacecraft was not very heavy and they didn’t want mechanisms if they could avoid it because the jitter, even if very small, would shake the spacecraft and lower the spatial resolution of the X-ray telescope that was to be a key instrument on the spacecraft. I assume they sent teams to visit all the other groups who wanted to participate.
The Solar Maximum Mission had three PIs for their solar spectrometers. They were Loren Acton at Lockheed in the U.S., and Alan Gabriel and Len Culhane in Britain. Each group made contributions to the X-ray instrument. Although Acton was pursuing the X-ray telescope, he was nevertheless still interested in the X-ray spectroscopy contribution that we and his other UK colleagues might make. One day he called me and asked if I would consider collaborating with Len Culhane at MSSL and propose a bent crystal spectrometer like they had on SMM instead of a flat crystal spectrometer. If you bend the crystal slightly, a whole spectral region can be viewed at once and scanning is unnecessary.
I knew Len well and got along with him. I thought this was a good idea and I contacted Len and asked if he was interested in a collaboration. He was, and we got together on designing an instrument. The most important task was to find good crystals and look at important spectral multiplets in the solar flare X-ray spectrum. But there was an issue.
What was that?
Well, the issue was who was going to be the PI of the spectrometer? Usually we people involved in providing space instruments want to be the PI, but the Japanese didn’t want an NRL PI because we were a military lab, and groups in Japan would strongly oppose this. At that time, I was Co-Chair of the AAS Solar Physics Division and my job was to help prepare the scientific program for our next meeting. I helped do this and the meeting was the AAS summer meeting held in Ames, Iowa.
Len Culhane and Loren Acton were also at this meeting and one evening we got in a car and took a ride through or around a cornfield. Because of the military issue both Loren and Len proposed that Len should be the PI and that would solve everything. I agreed and Len became the PI. This has been fantasized into a story where if I didn’t agree, they would just shoot me and dump me in the cornfield. [laughs] Not being PI was fine with me. I really was most interested in getting a hardware project for my Branch. Who would wind up as PI at that time was not a priority concern. What finally happened was that there were three PIs. Len was overall instrument PI, I was the US PI, and E. Hiei was the Japanese PI. All of this was done independently from NASA. We worked with a young scientist in Japan, Tetsuya Watanabe, in building our spectrometer package, the Bragg Crystal Spectrometer (BCS).
How did you decide which group would do what and how was the NRL contribution funded?
We decided that NRL would provide the crystals and structure, and I believe a calibration source, and a structure template. MSSL would provide the detectors, electronics, overall assembly and testing. MSSL also worked with the Rutherford Appleton Laboratory (RAL) in partitioning their contributions. All the groups decided on the science that would be done with the instrument.
The NRL Director of Research (DoR) at the time, Timothy Coffey, signed an agreement with Len Culhane of MSSL that specified what group would provide what. NRL funding was internal to NRL. Len and I submitted a proposal to the Japanese and the instrument was finally selected for flight on SOLAR-A, the name of the spacecraft until after launch. In building the instrument we had joint meetings of the UK, NRL, and Japanese teams in Japan, the UK, and NRL.
Building the instrument was a very interesting experience for me because MSSL is housed in a previous impressive mansion in England. MSSL is located in a beautiful country part of England. There was a terrific hotel that we all stayed in, the Hurtwood. It’s a completely different environment from NRL. If I remember correctly, RAL did work on software and on the detector. Abington had a very interesting hotel as well. Similarly, the trips to Japan opened up a whole new world for me.
How long did it take to build the spectrometer?
We submitted a proposal in 1984 and SOLAR-A was launched in August, 1991. After launch it was renamed Yohkoh, Sunbeam in Japanese. The NRL Team had a great relationship with the Japanese and UK Teams. We never had any bad arguments or conflicts with our partners.
We then began several years of data analysis. We could analyze data in Japan, and of course at NRL. Many papers resulted from analyses of our X-ray spectra. John Mariska in my Branch greatly improved the data analysis software. For the record, NRL and MSFC lost the competition to build the telescope. Lockheed’s Palo Alto Research Laboratory provided the X-ray telescope. Yohkoh also had a hard X-ray broadband imaging telescope on board and a wide band X-ray spectrometer on board.
What significant results did you have?
Well, we observed chromospheric evaporation during the onset of flares. Although we had seen this with P78-1, Yohkoh allowed us to observe fainter flares and many more of them than we could with P78-1. What is chromospheric evaporation you ask? When solar flares occur, they send beams of energy via high energy particles or conduction fronts down into the chromosphere. This energy heats the 10,000 K chromosphere up to temperatures of 10-20 million degrees and the plasma ablates upwards into flare magnetic flux tubes. Thus, the density of the flare plasma becomes much higher than in the quiet corona and the X-ray flare emission is intense.
The ablated plasma is visible in spectra as a blue wing on a spectral line, or as seen today with better instrumentation, a spectral line can be entirely shifted to the blue by the Doppler effect. Actually, the blue wing was first seen with P78-1. We saw blue wings on spectral lines during the onset of flares. Later, SMM saw the same thing.
After P78-1 and Yohkoh, how did the solar physics community view your Branch?
My Branch became very strong scientifically. I hired good people, and these people also hired good scientists. We got a theoretical group going to complement our data analysis and instrument building groups. They became very strong in developing numerical simulations to understand coronal heating and how flares and coronal mass ejections originate. We also had a laboratory spectroscopy Section that built spectrometers. We took our own instruments to plasma physics laboratories at NRL and other laboratories to get EUV and X-ray spectra of high temperature plasma for help with the US fusion program. This was not funded by NASA. We became one of the strongest solar physics groups in the world. We published many highly regarded refereed papers in data analysis, theory, and instrumentation. We obtained substantial grants from NASA, and sometimes from elsewhere for data analysis, theory, and laboratory spectroscopy. Branch members also served on AAS committees, NASA committees, and sometimes on Academy committees. Now that I’m retired, I look back and think it was an honor to be the Branch Head of that group. Two other people in the Branch, besides me, have won the AAS Solar Physics Division George Ellery Hale Prize, the top prize given by the AAS Solar Physics Division (SPD) for solar physics research. Two Branch members won the Karen Harvey young scientist prize from the SPD. NRL management thought we were great as well. It can’t get any better than that.
What about the other solar physics group you mentioned at NRL?
The other group was the Solar Physics Branch headed by Guenter Brueckner, after Tousey retired. It was an outstanding Branch too, but they didn’t publish as much as we did. As I said, they were more focused on building cutting edge instrumentation and they had NASA contracts for really big projects. One of their outstanding instrument scientists, John-David Bartoe, flew on the NASA Challenger shuttle as a mission scientist to operate a solar instrument package that included an NRL UV spectrometer developed by him and Brueckner.
The two Branches complemented each over very well. We did mostly science and some instrumentation. Brueckner’s Branch did mostly instrument design and fabrication, and some science. I think if I’d had as many projects as Brueckner, we would’ve had a war, because NASA couldn’t afford to give NRL that many projects. So, we would’ve had a big fight. Sometimes I had big fights with Brueckner anyway, just for fun. [laugths] Unfortunately, Guenter Brueckner died from pancreatic cancer. I miss him. He was an outstanding manager and experimentalist.
You continued after Yohkoh with an even bigger project with the British and Japanese?
Yes, Yohkoh was very successful, and encouraged the Japanese solar physics community to invest in an even bigger spacecraft with more general solar scientific objectives. The popularity of Yohkoh in Japan coupled with its scientific success eventually got approval from ISAS/JAXA, the Japanese funding agency. But this was after many meetings that included an international community to determine the specific science objectives and the instrumentation and spacecraft necessary to accomplish the objectives. It was not a forgone conclusion that the same foreign groups would be involved. There would be a competition for inclusion.
Of course I knew about the new Japanese endeavor and suggested to Tetsuya Watanabe, the Japanese Yohkoh Project Scientist, that an EUV spectrometer would be a good instrument for SOLAR-B, the name of the upcoming Japanese spacecraft. The instrument I suggested was based on the success of the EUV S082-A slitless spectrometer flown on Skylab by Richard Tousey’s group. This was of course in consultation with others at NRL and Len Culhane and Louise Harra at MSSL. We had a good team, and the advantage of already being well-known and well-regarded by the Japanese. We didn’t have to sell our capability or hardware expertise.
What would this EUV spectrometer do?
This was a spectrometer that could see spectral lines formed at 20 million degrees and also lines of lower temperatures all the way down to the transition region. This was not possible with the X-ray spectrometers. I had written a paper that suggested the advantages of another EUV spectrometer, and lots of other people had the same idea, including Tetsuya Watanabe. They were designing their own version of an EUV spectrometer. Tetsuya liked my suggestion and then the job was to convince the international SOLAR-B community to accept such an instrument for flight.
At NRL Uri Feldman, Charlie Brown, and John Seely began designing spectrometers. I took their ideas to Japan and worked hard to convince people of the great scientific opportunity to fly another spectrometer. As I said, Watanabe and his colleagues also began designing a spectrometer. MSSL was of course part of this effort. Eventually we decided on a design. This time, Clarence Korendyke and Ken Dere from Brueckner’s Branch joined the effort at NRL. Brueckner’s group had much more NASA management experience than my Branch had in building EUV spectrometers and flying them on rockets.
How would this instrument, which involved three countries, be funded?
Well, each country had its part of the project funded by their funding agencies. For NRL the project was way too big for Navy money, so we looked to NASA to fund the instrument. The final instrument chosen by the SOLAR-B science working group had three instruments: a white light solar telescope similar to white light solar telescopes on Earth. This instrument was eventually called Solar Optical Telescope (SOT) after selection. There was also an X-ray telescope eventually called XRT, and our EUV spectrometer eventually called Extreme-ultraviolet Imaging Spectrometer (EIS). NASA agreed to support part of EIS, as well as part of XRT and SOT. But first NASA had to decide whether or not to participate in the project. They formed a selection committee headed by Spiro Antiochos, a member of my Branch. Ken Dere and I were also members of this group. We blessed the instrumentation and designs and NASA decided to go forward with SOLAR-B. The next step was to write a proposal to NASA for our EIS design, along with costs and the engineering involved in building EIS. Other groups in the US that also built spectrometers could also compete. Having been all the way through the work and design of EIS, we still had to run the gauntlet of competition in the US, and it was possible that we would lose and NASA would select another US group to work with MSSL and the Japanese. We submitted our proposal in 1998.
Did NASA have a program for funding SOLAR-B instrumentation?
Yes, they had a program they could put SOLAR-B under. The next step was with MSSL. We had to decide what NRL would build and what MSSL would build. MSSL could only get funding if other UK groups were included, and thus the University of Birmingham became part of the team as well as the Rutherford Appleton Laboratory. The University of Oslo also got involved in developing software. We had included GSFC as part of our team. They had some instrumentation responsibility. We finally decided on all the hardware and science roles and wrote our proposal. This was a proposal that neither the Japanese team or MSSL wanted. The EIS selected by all the teams was not a slitless spectrometer like the one on Skylab. The Skylab instrument imaged the entire Sun in different spectral lines and these images overlapped, which was not good. EIS had a telescope which focused a small region of the Sun on the spectrometer slit, and for narrow slits the images don’t overlap.
Why do you say your partners didn’t want this proposal?
Well, we proposed a Cassegrain telescope to image the Sun on the spectrometer slit. A Cassegrain has two mirrors. The reflectivity of these mirrors was increased to acceptable values by coating them with multi-layer coatings. I won’t go into that. It’s just that by acceptable I mean a maximum reflectivity coating of about 25%. Two mirrors drives the reflectivity down to about 6%. Why would we do that? Because the Cassegrain would give us excellent optics with very high spatial resolution and the whole instrument would be smaller and could be housed in an aluminum structure that would make inhibiting contamination easier. Such a design was similar to a highly successful rocket spectrometer designed by Clarence Korendyke’s Branch that was flown on rockets many times and once on the Shuttle. We simply thought we would take four times longer exposures and this would make up for the reflectivity loss. But such a loss was really unacceptable to our partners. Nevertheless, we were accepted by NASA and the Japanese anyhow. The Japanese really wanted to work with us because of our success with Yohkoh. In the original proposal we also had CCDs on either side of the slit to image the Sun directly next to the slice from which we would get a spectrum. This component was rejected by NASA.
Such an acceptance must be very unusual.
Yes, I think so. The kickoff meeting for the mission was in Japan and at that meeting I argued strongly for the Cassegrain. It was finally rejected that same day after the kickoff meeting in a meeting with all the principals of the mission. We had to go with an off-axis design that involved only one telescope mirror. Such a system had been designed for this mission by the Japanese. The problem was that their spectrometer had only 6 arcseconds spatial resolution. In the US, solar EUV imaging was already down to the arcsecond level so we thought that the US community really wouldn’t accept our instrument after further study. So, we left this meeting very depressed. However, we came back to NRL and then, working with Roger Thomas at GSFC, he and Clarence Korendyke came up with an arcsecond two-axis system. It just didn’t have pretty focal point images. The Japanese system actually had high spatial resolution, but their point spread functions were much smaller than the CCD pixel areas we were using. This was not the case with our design. Our off-axis system filled the pixel areas. Our off-axis system had 2” spatial resolution with 1” pixels.
What happened then?
We built EIS, and the other teams built XRT and SOT. The spacecraft was launched in the morning of 23 September 2006 and it’s been functioning ever since. SOT lost its filtergraph capability but still has its magnetograph. XRT and EIS are still functioning and producing data. There were many things I could talk about the build and subsequent launch and subsequent problems, but so far, we have overcome most of the problems. The spacecraft was re-named Hinode after launch. Hinode means Sunrise in Japanese. The result of all this for me and my Branch is that we had leveraged participation in Hinode from a much smaller Yohkoh project. I was and still am very happy about this. I have been very fortunate in my career. The Japanese Hinode Project Scientist, Takeo Kosugi, was not fortunate. He died from a cerebral hemorrhage only two months after launch.
That’s awful!
Yes. Takeo was an outstanding scientist and worked extremely hard on the Hinode project. But life went on.
Were you happy with your Hinode funding from NASA?
Yes, the funding was what we needed to build our portions of the instrument, the telescope mirror and its articulation mechanism, the grating, and its articulation mechanism, the slits, shutter, and mechanism heater control unit. And we had a good operations budget as well. Even retired I am still working on EIS data.
What about X-ray spectroscopy? Do you still analyze X-ray data as well?
No, there isn’t any longer any X-ray spectroscopy done by the solar Branch. The high energy Branch people could do it but their main interests are not in solar physics. Proportional counter detectors wouldn’t be used. And I don’t know who would make the crystals we would use. I could try to rejuvenate solar X-ray spectroscopy at NRL, but I’m not up to it. I really don’t work for NRL now and I’m not paid. I’m 78 and retired. [laughs] But all the X-ray spectroscopy and EUV spectroscopy done so far at NRL has led to huge leaps in our understanding of the Sun’s atmosphere. We know its structure and the physical conditions in it such as temperature, pressure, mass motions, and abundances. I am currently working on abundances and chromospheric evaporation in flares.
I thought solar abundances were well known.
Well, mostly. But there is a difference between abundances in the solar corona and abundances in the photosphere. In the corona, elements with first ionization potentials (FIPs) greater than 10 eV are about 2 to 3 times more abundant in the corona than in the photosphere. This includes elements such as silicon, iron, calcium, potassium, etc. Elements with FIPs greater than 10 eV such as argon and neon are believed to have the same abundance in the corona as in the photosphere. Sulfur sits on the border. Uri Feldman studied the composition of the corona extensively in the Yohkoh era and wrote many papers about it. Martin Laming at NRL, a scientist I hired years ago when I was a Branch Head, developed a theory that explains the FIP Effect. The theory not only explains the FIP Effect but also explains the inverse FIP Effect. It was found that the reverse situation exists in some stars, stars with strong magnetic fields and huge starspots that cover large areas of their photospheres.
A few years ago, around 2014, I started to look at the abundance ratio of calcium (low FIP) and argon (high FIP) in flares. My colleague, Harry Warren, who I continue to work with, believes that flares should have photospheric abundances because the chromosphere is violently heated and simply explodes into the corona at speeds of about a million miles an hour. We thought that the FIP Effect, which involves waves, wouldn’t have time to change any abundances. But with EIS we found that the calcium to argon abundance ratio was coronal! I wrote a small computer program to investigate this in different areas of flares. And one day I looked at the footpoint of a nice flare loop and obtained a shocking result. At the footpoint, and partway up the loop, the calcium to argon abundance ratio was much smaller than in the photosphere. I had found the inverse FIP Effect in the Sun. What a surprise. Harry investigated other flares very quickly; he’s an ace with computers. He found that, as for the flare I was working on, that the FIP Effect occurred near Sunspots. A more thorough investigation has revealed that the inverse FIP Effect occurs near Sunspots over very tiny areas. However, near photospheric abundances can be found over more extended regions around Sunspots. The small spatial extent of the inverse FIP Effect reflects the fact that Sunspots are tiny compared with starspots. But the inverse FIP Effect had never been seen in the Sun before our observation of it. I was very happy to find something completely new about the Sun’s corona.
What about the competition you had when doing your spectroscopic studies? Were there other groups doing the same thing?
Oh yes! The main competing group was Brian Fawcett at Culham Laboratory. And the Soviets had a group at the Institute for Spectroscopy in Moscow. We were all making highly ionized atoms using lasers. As I said earlier, Brian was writing papers and identifying lines. And that’s when Uri and I were doing line identifications. We had the theoretical support from Bob Cowan at Los Alamos. He was an outstanding atomic physicist. To repeat, we’d write a paper and, just as I was about to submit the paper for publication, we’d get a paper from Brian, and one or more of the lines that we had identified were also identified by Brian, and we would have to write a footnote before submitting our paper. Eventually as I said, years later, Brian called our relationship an “Atlantic Partnership”. This was quite touching to me, considering that when it was going on it was a serious competition. But we scientists basically support each other. Sometimes we collaborate and at other times we compete. But in the end, it’s just friendship. It’s amazing we did as well as we did. A big help was Bob Cowan’s theory and the really good data we obtained from the NRL laser.
What about competition for projects during your career? Could you comment on that?
Yes. The people in the world-wide solar physics communities are like brothers and sisters trying to get favors from their parents, the funding agencies. So, with a research project, there are multiple groups that want funding. The funding is much larger for hardware projects; they help support many more people than a theoretical or data analysis research project. Competition for these is intense. For the solar groups at NRL, perhaps the key project that has sustained us ever since is the Department of Defense (DoD) P78-1 spacecraft. This satellite contained my colleagues and our X-ray spectroscopy SOLFLEX experiment, which was important for our final acceptance in the Japanese Yohkoh satellite with the UK, and subsequently with the Hinode project. But perhaps more important for all of us in both solar Branches was the NRL coronagraph experiment, called SOLWIND. Up to this time, the High Altitude Observatory (HAO) was the favored coronagraph institution, based on their superb instrument on Skylab and the high quality coronal scientists at HAO. This was so in spite of the fact that the most important phenomenon for space weather, coronal mass ejections (CMEs), was discovered by NRL with a coronagraph on a previous NASA spacecraft. HAO won a competition to fly a coronagraph on the NASA Solar Maximum Mission (SMM), and they looked like they would be the leading coronagraph group thenceforth.
But before SMM was launched, P78-1 was launched. SOLWIND was a much better coronagraph than the discovery coronagraph, and observed the whole Sun far out into the corona. The NRL coronagraph group, which was now in my Branch, wrote many outstanding science papers on results from SOLWIND. Many discoveries were made, such as the head-on CME, the statistics of CMEs and their association with interplanetary shocks, and the association of CMEs with flares of different sizes and intensities was made quantitative. So, we regained our position as a serious competitor to HAO.
The next opportunity that came along was to fly a coronagraph on the European/NASA Solar and Heliospheric Observatory (SOHO). The coronagraph group in my Branch submitted a proposal for a coronagraph called LASCO, and we were accepted over the proposal submitted by HAO. The other solar Branch was part of the proposal and eventually, because of their extensive NASA management experience, they built LASCO. Space science is a tough business. NASA proposals are sent to scientific and engineering evaluation groups, and you have to be outstanding in both groups to be selected. I believe NRL has flown all the coronagraphs ever since LASCO, which is still operational and providing data. The number of discoveries made about the corona from LASCO are far too numerous to list here. It at the moment provides our only direct view of CMEs. As I said, after I retired my Branch was combined with the Solar Physics Branch and we are now a single Branch. NRL people in the combined solar group are now building a monitoring coronagraph for NOAA to keep track of CMEs that head towards the Earth. LASCO will not last forever. I think my best achievement as a manager was to keep this coronagraph group alive, after P78-1, during the time when there wasn’t anything for them to build, and did not split up the group and give them other unrelated things to do. I didn’t want to lose the expertise to build coronagraphs. I just kept the group together, in spite of complaints from people that the two technicians in this group had too little to do considering their pay grades.
What other projects came along that you were involved with?
I tried to get involved in any project that came along. After the launch of Hinode, I pursued the next Japanese mission for many years. But let’s back up to around the time when I was chair of the AAS Solar Physics Division (SPD). It was a long time ago; I hope I haven’t got the times messed up and that my memory is good. Then there was no NASA Heliophysics Division. Solar physics was in the nighttime astronomy part of NASA. At that time, it was decided by the US solar physics community and NASA that the next big solar mission would be a 1-meter class white light telescope that would be flown on the Shuttle for a week. Alan Title at Lockheed was the PI of the telescope. But at NASA HQ I believe Charlie Pellerin was head of the NASA astrophysics science program. He was the manager that would push for flying the solar telescope called the Solar Optical Telescope (SOT).
Actually, SOT had a UV telescope designed by Dick Dunn that was part of the experiment package. There was a SOT working group, and I was on it because of the UV component. We were hoping Charlie would promote SOT for NASA’s next mission but he was also trying to promote the highly popular “one billion (1B)” missions such as Hubble, Chandra, and Spitzer. Charlie called SOT a solar microscope because of its high spatial resolution. The white light solar scientists on the working group were adamant about not reducing the size of the mirror below 1 meter. They thought the fundamental structures in the solar photosphere would require a 1-meter instrument to resolve them. In hindsight, this was a mistake. Reducing the mirror size would have greatly reduced the cost estimate for SOT. Reality resulted in a 50 cm SOT being flown on Hinode years later. Another problem we had was that the NASA Chief Scientist, Frank McDonald, didn’t like SOT because I think he thought that in one week we wouldn’t get enough data to justify the cost. There may have been other reasons as well.
Around that time NASA HQ had a scientist who was doing space physics, the rest of heliospheric research apart from solar physics. His name was Stan Shawhan, and he was an outstanding promoter of space missions to study the local plasma environment near the Earth. Somehow, I don’t know who arranged it, Stan, Len Fisk, Tom Krimigis, and I had a dinner meeting at a restaurant in Silver Spring and decided to try to form a Heliospheric Division. The name Heliophysics came later. We went down to NASA HQ and asked the NASA top science program manager to form a new division, a solar and space physics division, that would encompass all the research done on the Sun and heliosphere out to the edge of the solar system. It would also cover the Earth’s ionosphere and of course the magnetosphere.
I’m pretty hazy after so many years about all of this; I hope the gist of it is right. NASA was impressed and was ultimately convinced that a new Division should be formed. There were lots of people pushing for this. Tragically, Shawhan was a diebetic and died. But somehow the new Division went forward and was created. In the new Division solar physics competes with other space physics missions, and not with Hubble, etc. But because of the large and exciting scientific research which these big missions had, SOT was never selected. For a while, it was changed into an orbital spacecraft mission, and Brueckner at NRL was chosen to build the UV instrument. But ultimately this mission also never materialized.
In the new Division we started to get involved more with the American Geophysical Union. One of the scientists in my Branch, Spiro Antiochos, pushed hard for this. Eventually a solar section was put into the AGU and solar physicists started attending both AAS meetings and AGU meetings. Today the SPD meets with both the AAS and AGU, and sometimes meets on its own. This integrates solar physics into the entire heliosphere.
Another thing I wanted to ask you about. You had mentioned that when you first thought of NRL before coming to NRL, there was a sense, maybe you had it, and maybe people you knew had it, that this was a military laboratory, where you worked on applied military problems, and it would be hard to do basic science.
Well, yes, when I first heard about NRL, but when I went there for an interview with Herbert Friedman, I found that the Space Science Division was doing a lot of exciting space science, including astronomy, and I really wanted to go there. Yes, of course we are supposed to solve problems that are important for the military, that’s the main goal, but there was a sense at that time that basic research in many areas of science, if at first seemingly not significant for the military, are, after research is done, found to have important military applications. Throughout my career, I found that the NRL Research Advisory Committee (RAC), that advises the NRL DoR, have a great interest in basic research. They want to hear about proposed exciting new research from NRL scientists who are greatly excited about their research. A good example is the discovery of CMEs. The original research was focused on the solar corona, and what causes coronal heating. Well, the military really doesn’t care about what heats the solar corona. Knowing what heats the corona isn’t going to help the warfighter. But in pursuing solar corona research, CMEs were discovered. These are the main bad guys that damage orbiting spacecraft and ground-based power generators. A good CME not properly prepared for could cause billions of dollars of damage. The Navy is one of the larger users of space, so it is critically important to mitigate the effects of CMEs on military communications satellites. Without the NRL discovery, we wouldn’t know what solar source causes satellite blackouts. Now CMEs are central to space weather research and situational awareness for the military.
So, the laboratory sponsored almost any really interesting science. But if you are making a presentation to the RAC, you have to have a military relevance. In the case of the Sun this is easy. We realize that not only CMEs, but solar flares and solar activity in general are important in producing deleterious effects in the near-Earth environment.
OK. CMEs are a good example. But was it always the case that there had to be a military relevance?
Yes, there always had to be a possible military application. Another application was detecting rocket plumes with our EUV instrumentation. Applications like that got A-pluses. Military relevance is very important now. These decisions are made at least partly by the Office of Naval Research (ONR). One more example. For a while, we had a radio astronomy Branch in the Division. The Head of that Branch, Cornell Mayer, used a large radio telescope, for its time, that now sits on top of the NRL management building facing upwards towards the zenith to measure the temperature of Venus. I think he got close to the right temperature. But that telescope was not built to measure the temperature of Venus. It was probably meant to do something with submarines and detecting communication signals. I don’t really know. But I’m sure they didn’t build it to measure the temperature of Venus. They had some other application for it. So, sometimes what you do for science is very useful in the military, and sometimes what you do in support of a military application turns out to be extremely useful for science, like adaptive optics, for example.
Did you find anything in your research that at first seemed to have limited military application but after your work the results were really highly relevant to the military?
You mean, research that at first was targeted towards what seemed like a mostly science application but later had a very relevant military application? You mean like CMEs? Well, yes, all solar research has military relevance because of space weather. When I started out at NRL, I didn’t know where my funding came from. I didn’t have management responsibilities then. I just worked on solar flares that other people got the funding to support. I was basically a postdoc.
Later I found out that there were important things to consider about the funding and the work, like having a plan for completing the work, and how it may transition to a useful application. But when I first started working, none of this was on my radar. I just was paid, and I kept my wife very happy. That’s all I remember. My colleagues and I really enjoyed what we were doing. It was so much fun. It was fun working in a laboratory and getting hands on an instrument. We had Goddard technicians who would come down and help us. They were friends of Uri Feldman, who first did a postdoc at Goddard before coming to NRL.
Uri and I participated in a Goddard rocket experiment with the 3-meter grazing incidence EUV spectrometer built by Bill Behring at Goddard. I took the spectrometer to Ball Brothers in Boulder, Colorado to do a shake test. Then I went to the launch site in White Sands, New Mexico and participated in preparing the instrument for launch, but mainly in preparing the dark room for film development. If I remember correctly, we developed the film at White Sands. I remember sweeping the floor of the dark room. [laughs] This was the only hands-on rocket experience I had in my career.
The early days at NRL were great. The environment and people were great. All the managers such as Friedman and Chubb were really excited about the science the young people were doing. They followed our results closely. The managers wrote scientific papers too, not just us young guys. We always felt that we weren’t talking to managers; we were talking to fellow scientists. And sometimes the management was a little screwy, but that was all right. [laughs]
Was there a formal requirement to publish your thesis results?
No, there wasn’t a formal requirement to publish a thesis. But I published my results anyhow in the Astrophysical Journal. The paper was not well aligned with current research in solar radiative transfer so it has gotten very few citations. Well, that’s OK. Publication is regarded as very important at NRL. Alan Berman was the DoR when I arrived at NRL. Each year each Division gives publication awards to research papers that are deemed to be outstanding. A big social event is held each year, including a dinner, and the DoR gives the awards to the winners. NRL invites managers from ONR to attend this event. NRL is proud of its publication history.
Did you get any of these awards?
Yes, I’ve gotten them. There’s a certificate, paper weight, and some money.
So, NRL encouraged research through these awards?
They encouraged publication. I would say that potential NRL funding is more of a drive for good research projects. [laughs]
When I was Branch Head, I made recommendations to the Division Superintendent for publication awards for papers written by scientists in my Branch. My Branch usually, but not always, had the most papers published in the Space Science Division. But that didn’t help in winning awards. There were many good papers from all the Branches.
When did you become a Branch Head?
In 1979. Friedman made a new Branch, Solar-Terrestrial Relationships, and appointed me to be the Branch Head. As I said, the solar X-ray group in Chubb’s Branch was put into my Branch as well as the coronagraph group from Tousey’s Branch. Then began a gradual but steady hiring effort to strengthen the science capability of the Branch. When I started at NRL, the reputation of the NRL solar groups for flying great instruments and getting great data was outstanding, but the scientific analyses of these data was deemed poor by the outside solar community. Again, as I said earlier, over the years I, as well as other members of the Branch, made hires that greatly increased the science capability of NRL solar physics. We eventually became a leading force in the international solar community, perhaps the scientifically strongest of all solar groups. Brueckner’s Solar Physics Branch continued to fly superb instrumentation, and so the combination of Branches was complimentary and very powerful. With John Mariska I started a theoretical solar physics group, the first really theoretical group in the Division. NASA came out with an opportunity to apply for theoretical solar physics money, provided your home institution put something into it. I, and mainly John Mariska talked to the DoR, Alan Berman, and he agreed to support our effort with some NRL basic research funds. Then we wrote a proposal to NASA which was funded. This was actually a competition with several theoretical groups applying. This was a numerical simulation group, and we partnered with the Laboratory for Computational Physics (LCP) at NRL to get the program started. The numerical methods were provided by LCP and the solar physics was provided by us, mainly by John Mariska.
I assume your group published a lot and served on many committees and leadership positions in the US solar community.
Yes sir. We did indeed. Eventually NASA grant money basically almost disappeared. NRL funds were also harder to obtain. So, some members of the Branch went to Goddard and others retired. Some remained at NRL. I retired as a Branch Head in 2011 and as I said my Branch was combined with the Solar Physics Branch to form a single Branch. I had suggested combining the Branches a few years earlier to the Superintendent Jill Dahlburg, but she was not interested in doing this at the time. I was motivated by the desire to wed the instrumental efforts more closely to our scientific capabilities in certain areas. Fortunately, the NASA grant funding is being restored. One of the main recommendations of the National Academy of Sciences Decadal Survey was to do this.
But you need more than grant money to survive, don’t you?
Oh yes. At NRL we also have some research funds, but even with the grants it’s not sufficient. One now really needs a project in addition to these other sources. The NASA projects used to provide much more funding than they do now. For example, for Skylab they had a whole backup package that they could have flown.
After Hinode was launched, what did you want to pursue for the next project?
Well, considering the success of Hinode and Yohkoh, the best chances for my Branch to get involved with a new project was to propose another instrument for flight on the next Japanese mission. And the Japanese were planning on a new mission, called Solar-C. They formed an international working group with members segregated into three teams, one for another bigger white light telescope, one for an improved X-ray telescope, and one for a new EUV spectrometer. I was selected to be the co-chair of the spectrometer group. The chairs I believe were all Japanese for the three teams. Another major group became involved with Solar-C, the German Max Planck Institute for Solar System Research. They replaced the UK as a major partner for the spectrometer. MSSL was still involved, but Len Culhane, the leader for the Hinode project, had retired. In Germany, the director of the Max Planck Institute, Sami Solanki, would probably be PI of a German proposal. The Japanese were very impressed with the German group. Clarence Korendyke and I started collaborating with them and working with people whom Sami had assigned the project to. I knew most of them from work from projects I have not discussed here.
How did the Japanese select the three instruments for Solar-C?
Well, initially they suggested two projects, the one I mentioned and another project that focused on helioseismology. But the Japanese did not have many helioseismology researchers and the spacecraft would involve some engineering not yet tried. So, in the end, the project I mentioned was selected. The teams involved had to write a large proposal with the Japanese to get selected as the next Japanese mission. I worked really hard on this. I also made presentations. I also worked hard on a Max Planck proposal for submission to the European Space Agency. This was to support the Japanese Solar-C project. But there were two big problems. One, the project sounded a lot like an elevated Hinode, and this did not initially excite NASA managers at Headquarters. They like to explore totally new territory. Secondly, the total cost of Solar-C with all the international players was about 1 billion dollars, or a request for about 250 million dollars from NASA. NASA simply didn’t have that kind of money at that time. All the funding agencies, the Japanese funding agency, NASA, and European funding agencies, also couldn’t get together sufficiently for the Japanese funding agency to be able to rely strongly on the participation of its foreign partners if it selected Solar-C. So, in the end, Solar-C, as constituted, died. NASA selected a US working group to decide what to do next in US solar physics. Much to NRL’s good fortune, the spectrometer on Solar-C, or a modified version of it, was selected. The Japanese also went forward with a similar spectrometer. I am retired and am not a player in this new project now. But younger NRL people on the EIS/Hinode team have submitted a spectrometer proposal for flight on a new Japanese solar physics mission that was selected for a Phase A study. This proposal also includes the Germans and UK. We march forward with a possible excellent new project. I am just watching to see what happens. [laughs]
Your projects span many years. How was instrumentation improving over these years?
OK. Here is what I remember about crystals. This may or may not be entirely accurate. I believe the improvement in crystal spectrometers over what was used to obtain the data I worked on when I got to NRL was simply to use perfect crystals instead of so-called mosaic crystals. I think mosaic crystals have crystal planes composed of very much smaller crystals slightly misaligned with respect to each other. This broadens their so-called rocking curves or basically their point spread functions. Furthermore, the person who built these early NRL spectrometers bent the crystals slightly to enable a larger wavelength band to be observed. These are the types of crystals flown on NASA’s fourth and sixth Orbiting Solar Observatories (OSO). On the P78-1 spacecraft, the NIST physicist who made our crystals picked so-called perfect crystals such as Germanium with very narrow rocking curves. The P78-1 instrument covered four narrow wavelength ranges which I chose. These had much higher spectral resolution than the ones on OSO-4 and OSO-6. Perfect crystals were also used on the NASA SMM spacecraft. We crushed the solar X-ray spectrum between about 1.5 to 20 Angstroms with these crystals for SOLFLEX and the SOLEX instrument from the Aerospace Corporation.
The situation for the extreme ultraviolet was much more complicated. On Skylab the gratings were gold coated I believe, and EUV film was used to record data. The gold coating reflectivity at normal incidence is pretty small as well as the film sensitivity to EUV. Kodak made special EUV film that was refrigerated until use. It was tricky to handle the film because the silver halide crystals that made up the film could not be covered with a protective layer without eliminating the sensitivity to EUV. So, you had to be careful not to touch the film. It was loaded into instruments in dark rooms with only a feeble red light to help the experimenter. Around that time multilayer coatings were developed. These are alternate coatings of a light element such as Si and a heavy element such as Mo. We used a Mo/Si coatings on the EIS optics. This increases the reflectivity enormously from gold, but it’s still relatively small at maximum, around 25%, and falls off relatively quickly at shorter and longer wavelengths. Also developed were CCD cameras with small pixel sizes allowing for spectral and spatial resolution comparable to film. The combination of new CCDs and multilayer optics was a revolution in experimental solar physics, allowing the development of solar EUV imaging telescopes that produced spectacular data because normal incidence optics could be used with reasonable sensitivity instead of grazing incidence optics. EIS/Hinode had these enormous improvements over the earlier film instruments. The only shortcoming is that the wavelength ranges of the instrumentation is greatly reduced over the film instruments. But we know enough about the solar spectrum now to mitigate this problem.
In addition to the EUV, people are trying to improve X-ray spectroscopy with microcalorimeters. These are pixelated detectors that measure both the energy and location of an incoming photon. They work well in nighttime astrophysics but so far in solar physics they are not yet really useful because the Sun is too bright and effectively saturates the pixels.
The last X-ray astronomy spacecraft the Japanese flew contained a microcalorimeter package designed and built at Goddard. The satellite unfortunately broke up shortly after launch but the microcalorimeter obtained a spectacular X-ray spectrum of the H-like and He-like iron multiplets near 2 Angstroms of the intergalactic gas in the Perseus cluster. This seems like a good way to go in solar X-ray spectroscopy if possible. Perhaps imaging far out in the corona where the solar intensity is less could be doable.
You had good people that could build the instruments you wanted. How did those teams assemble?
Some of the instrumental scientists were put in my Branch by Herb Friedman when it was formed, or perhaps I hired them shortly after the Branch was formed. Charlie Brown and Uri Feldman are the scientists I am thinking of. Later Uri hired John Seely from the Plasma Physics Division. Clarence Korendyke was in the Solar Physics Branch. He was not involved in the X-ray business but was a key player for EIS/Hinode. He did the EIS work as part of my team but remained in the Solar Physics Branch. Charlie Brown was a key instrument player in both P78-1, Yohkoh, and EIS/Hinode. Charlie loves working on instrumentation. He likes to design and build things.
Charlie Brown, however, does more than just build instruments. He began as a spectroscopist who worked on the spectroscopy of neutral elements such as germanium. Unfortunately, this research was not a driving activity in solar physics so he gradually transferred his work to spectrometers involving highly ionized atoms. In his early career he wrote some extremely impressive papers in the spectroscopy of neutral atoms of elements like germanium, lead, gold, and boron. Today, I continue often to refer to his wavelength and intensity paper with Uri Feldman, John Seely, Clarence Korendyke, and Hiro Hara on the spectral lines of highly ionized ions seen by EIS/Hinode.
Charlie is now working on space instrumentation for studying the ionosphere. He’ll probably never retire, you know. [laughs] He says he likes playing with the toys too much. Other important players were John Mariska and Harry Warren, and of course Uri Feldman and John Seely. I’m working with Harry now. John and Harry were not instrument builders, but Harry is one now because of our continuing collaboration with the Japanese and Europeans on a new spectrometer. Their work mainly came into play after the instruments were launched, although John did a lot of work on the projected sensitivity of EIS/Hinode. They not only analyzed the data, but prepared a lot of the software for getting at and working with the data. All of these scientists, like me, were interested in spectroscopy.
I did some outreach on the Hinode mission after launch of EIS/Hinode. I gave a talk on the Hinode mission in a plenary session of the AAS in Hawaii. All of this was a lot of fun. It’s still a lot of fun when I now do it as an amateur astronomer.
How was the software for these missions developed?
A large number of people were involved. There are different kinds of software needed. It’s too much detail to go into here. Manuals about how to access and use data are prepared for users. Sometimes workshops are held to teach users how to work with the data. Others write software to remove instrumental issues that may occur after launch. And of course, the data packets have to be downloaded from the spacecraft and stored. EIS has two websites, one in the UK and one in Norway, for accessing and working on data. Security issues at NRL makes such a website difficult for us, although we have the data and software also at NRL. It is interesting to mention that when I came to NRL I used a mechanical computer to add, subtract, etc. I also used a slide rule – a slip stick. Larger computers were not interactive. You had to punch computer programs on computer cards and turn them in at a computer location to be read into the computer and run. Too bad even if you made a tiny, trivial mistake. The program wouldn’t compile. Interactive computing was a huge improvement.
So, how did advances in computing affect the instruments, the spectrometers?
The interactive software has made analyzing data from any space instrument relatively easy, if you take the time to learn what to do for a particular instrument. The funding agencies expect the experimenters to put usable data online with instructions on how to use it, e.g., from manuals, workshops, etc. The launch of Yohkoh started a large IDL software tree called Solarsoft. You can download a huge package of software and use what you want to analyze data. The data are then obtained from instrument websites.
In contrast, for the P78-1 X-ray spectra we could print out the spectra on chart paper and make measurements by hand on the charts. For Yohkoh, we had interactive programs for measuring the spectra. For Skylab it was much harder. The sensitive unprotected silver halide film was stored between two glass plates. Sophisticated measuring engines were used to measure wavelengths of spectra and store results on magnetic tape. And the film spectra had to be calibrated by hand. A film curve had to be made that converted exposed film density to physical intensity units. The film density response to photons was logarithmic, like our eyes. So, exposures were made for the S082-B slit spectrograph with times of 40, 160, and 640s. Thus, we knew that spectra obtained with a 640s exposure had intensities four times greater than say a 160s exposure spectrum. There was some variation between similar spectra so several spectra from the same roll of film had to be used to make what was called a good H&D curve. We made a lot of these, so we could measure the physical widths of spectral lines and their intensities.
So, the advancements in computing mostly helped in the data analysis.
It helped with analyzing the data but also with preparing the data for the ability to work on it and knowing the state of the instruments and spacecraft in orbit. It is also critical for being able to program the instruments in orbit to observe different types of solar features. With EIS/Hinode, one can pick out different spectral lines and wavelength windows and scan regions of different sizes with different exposure times and spatial/spectral resolution.
Did you run data processing simulations when you were building spectrometers?
Oh, yes.
What about the laboratory work you and Uri Feldman used to do? Did that go on as well when you were involved with the NASA experiments?
Yes. That continued. Uri Feldman and John Seely took the 3-m Goddard spectrometer to Rochester and used it on the University’s OMEGA laser. I didn’t participate in much of this, but I participated in some of it. I went with John, Uri, and Charlie Brown to the EBIT facility at Livermore. We built an X-ray spectrometer and took X-ray spectra. John and Uri also continued with laser experiments at the ever-increasing capability in the NRL Plasma Physics Division. John has retired but he continues his work with Livermore, providing spectrometers for the NIF facility.
I notice on your CV that you were for some time an honorary professor at University College, London. How did that happen?
[laughs] That’s a result of my participation with MSSL in Yohkoh and EIS. MSSL is after all a University College London laboratory.
Did you have any other kind of academic collaborations, since you were so deeply involved in science and writing papers?
We collaborated with lots of people. As a Branch Head, I had to make a list with all the people and organizations outside of NRL who the Branch collaborated with. In doing data analysis, members of the Branch and I collaborated with a large number of people from universities and places like Lockheed. We had a large list [laughs]. We also collaborated with people on data analysis proposals to NASA.
Did people come and go back to their home universities as they did when you first came to NRL?
No. We brought promising people in as postdocs and if they fit in well and performed well, we would offer them permanent positions.
What were some of your duties as a Branch Head?
I was responsible for finding sufficient funds to support the Branch, pay the overhead and salaries. This was done by all the Branch scientists including me, but I was the guy who had to answer to management about the Branch budget if it got into trouble. The big project Hinode/EIS brought in a lot of money, but we needed to fund a lot of outside companies. We funded companies that built the mirror, grating, mechanisms and stuff like that. I had to provide office space for people, construct Sections, i.e., specific activities like the theory Section had the Branch people in it who did the theory. Each Section has a Section Head. At that time, they were not considered administrators. The Section Heads wanted to hire people who they felt would increase the science productivity of their Sections. I had to give presentations to the NRL Research Advisory Committee for blocks of NRL basic research money that targeted specific large NRL internal research projects. I represented the Branch in External Reviews and gave overviews of our work and funding. I represented the Branch in NRL Retreats to look at the status of our programs. We had regular Branch Head meetings. I had to make recommendations for bonuses at the end of a year, and decide on promotions if possible. I was responsible for providing a safe working environment, and dealing with personnel problems if they arose. I had to hire a secretary, and at times I had more than one secretary. The Branch secretary is very important. It was a nightmare if a Branch secretary would take another job. Secretaries handled so many things, as in any organization. It was fairly easy when I was a Branch Head to be a Branch Head. It’s much harder now.
When I first started as a Branch Head, the DoR at that time, Alan Berman, would visit the Branch, perhaps once a month, or once every couple of months, I don’t remember exactly. He wanted the Branch Head to meet with him. This was called Breakfast with Berman. We would meet in the cafeteria at 7:00, and have a quick breakfast. He wanted to know everything of significance about the Branch, such as budget and personnel. Then we would walk over to the Branch offices and labs for a brief inspection. This was a way to talk about anything you wanted without formally going over the heads of the Division Administrator and Associate DoR. What a great idea! [laughs] This ceased after Berman left NRL. Subsequent DoRs would make occasional visits but not have in-depth discussions with the Branch Heads at the cafeteria. These visits were much more relaxed.
So, management didn’t really tear you away from research?
No, I was able to continue personal research. I don’t think all the Branch Heads did to the extent that I did it. I liked the management role I had. I was basically able to do everything that a scientist might have to do to make a living in science. I’m proud of having done all the things that I wound up having to do. This provided a refreshing variety in my work. One day I would work on all my management deadlines. The next day I might do pure data analysis or attend instrument meetings.
What kind of personnel problems did you encounter?
Well, we were like a large family of brothers and sisters. So, connect the dots. Sometimes there would be squabbles about money, behavior, etc. These were usually quite minor.
How many people were there in a Branch?
It varies with the Branch. There were around 20 people in my Branch. Most were scientists, but I had a secretary or secretaries, and a few technicians at different times. For Hinode/EIS, I had an engineer, a Program Manager.
So, you had a pretty good idea of what everyone was working on?
Oh, yes, I knew what everybody was working on.
What was travel like in your career? Where did you go and how often?
The Branch scientists traveled a lot. I traveled a lot. We traveled to US meetings held by societies such as the American Astronomical Society and the American Geophysical Union. Sometimes the AAS Solar Physics Division meets separately from the major society meetings. We traveled to international meetings held by the International Astronomical Union and COSPAR, the Committee for Space Research. At all of these meetings scientists would or should give a presentation of work that they would like to talk about. We would submit abstracts that were subject to approval by the societies. These meetings are great opportunities to network and discuss future space experiments and collaborations. We also traveled to instrument meetings. For Yohkoh, meetings were rotated among MSSL, RAL, NRL, and either the National Astronomical Observatory of Japan or the Japanese Institute of Space and Astronautical Research. At these meetings presentations on instrument hardware, software, and data analysis would be given. Updates about the spacecraft were given, etc. There were also meetings after launch. We have had yearly science meetings after the launch of Hinode where results, mostly obtained by the Hinode instruments, are discussed. We also have Science Working Group meetings where operational issues with the instruments are discussed, modes of operation are discussed, and the yearly Hinode publications are assessed. Also assessed is use of Hinode by the non-team member scientists throughout the world, which is coordinated monthly by Hinode team members, and how successful our training and outreach activities have been.
I wanted all the Sections to send somebody to the Solar Physics Division meetings. This was a way to meet new young scientists, show your face and work. I think this was a help in getting NASA proposals funded. The same for the AGU. I also wanted people who went to the Solar Physics Division meetings to go to the business meeting, and, if possible, serve on a Division committee. It’s important that scientists in the field know who you are and what you do. For similar reasons I always wanted people in the Branch to be part of committees such as the NASA Management and Operations Working Group. I found out about the possibility of participation in Yohkoh at one of these meetings.
There were a number of thorny issues that I had to confront. For example, consider promotions. Suppose I want to promote an instrument scientist, who spends his/her time designing and building an instrument. Well, that means this person will have a small publication record because he/she is not doing science directly. This person’s science is indirect and is of course critical for doing science at all! So, sometimes I would have to argue that papers aren’t important for this person, but their work is excellent and essential. This argument was to convince managers, who were used to seeing large publication lists, that this person also deserves a promotion. Another problem was that the scientists writing the papers could sometimes resent the promotion of someone who doesn’t write papers and is not seen at many science meetings. They would say where are the papers? Where is the science? [laughs] The Division Administrator always needed to have and bring in new hardware projects in order to maintain his/her budget. So, promotion of people who were trying to find new projects, set up collaborations, etc. tended to be favored over say a theorist, who might bring in all their support, but the support could never match the large budgets of an instrument project. You need projects. But, on the other hand, you’re trying to do science. So, how do you do both? You need people to build things and who are also experts in certain areas of engineering; people who talk to the companies and go and look at the products. And you also need people who analyze the data and do theory. If you’re called the Space Science Division, you’re supposed to do science. You need to do both. And so there’s a sort of trade-off as to what you’re doing and when you’re doing it. I’ve had excellent scientists that I didn’t promote right away over somebody else, because the other person was doing something more immediately associated with my projects. My projects were critical for the Branch. But the excellent scientist not involved in these projects feels resentful.
Another activity that could get thorny was new hires. Determining who to hire depended critically on their current reputation in the solar physics community, and perhaps much more important, how much funding did we think the scientist was capable of bringing in to the Branch. How successful is this person at obtaining NASA grants, how many grants do they have now, etc. If they could not generate their own funds, then it was up to the Section Head who wanted to hire them to support them, and up to me to approve it. This meant that we had to critically appraise our budgets and projections for the coming year or years. We only hired people that we thought were really good and would bring something new and positive into the Branch.
Did the managers like your Branch’s science mission?
Yes. The DoR I had for much of my career, Timothy Coffey, was very supportive. The same was true for the following DoR, John Montgomery. Alan Berman was I think skeptical of the Space Science Division at first, but came around to appreciating us.
Were any of your projects assigned by the management?
No, science at NRL tends to be from the bottom up. My last Division Administrator, Jill Dahlburg, did assign for me a specific project, but it was a good project and I didn’t mind trying to do it. The big project funds all came from NASA. But it is true that the Yohkoh X-ray spectrometers were funded by NRL and not by NASA.
There were two projects that I did that were managerial and I was asked to do them by management. One was a yearly assessment of the most interesting and important results in solar physics from all the scientists in both Branches. Also, at the same time I was responsible for getting the scientists who had NRL basic research funds to update progress on their NRL Work Units on a computer access form. I did not always have these responsibilities. These activities took a bit of work.
Another project that I was asked to do by the Division Superintendent Jill Dahlburg was to obtain short papers from Branch scientists on the most important projects the solar Branches had done or were doing. This was done to provide an historic record for the laboratory. This was a lab-wide effort initiated by John Montgomery, then DoR. I was happy to do this as I am proud of the projects I was involved with and proud of my association with NRL people and other projects in solar physics that I was not involved with. This was quite an effort. I wanted to write long papers to show how serendipity and luck were part of any successful project. But Jill opted for short papers, which in fact was really best since people did not want to write long papers and she wanted it finished before the Sun becomes a red giant. [laughs] She also devised a pictorial component with wall posters in our conference room with explanations so any visitor could look at what we have done and be impressed. I worked on providing pictures and text for the posters. This project took quite a bit of extra-curricular activity but in the end we have great papers published as NRL Memoranda.
My Branch was set up like a university department that had a number of professors. I was similar to the department chair. The Solar Physics Branch was set up with more of a pyramidal structure, with the Branch Head being the most important player. The two Branches joined forces when we had an external review. The complementarity of the two Branches was more or less obvious.
Was all your funding from NASA and NRL?
Most of it was. But I also got some funds from the Plasma Physics Division that was not always NRL or NASA money, and other funds from DoE to support our laboratory spectroscopy program. John Seely eventually expanded this program by developing other instrumentation instead of just spectrometers.
Did NRL have funds to support new equipment that might be needed to support your space experiments?
Yes, there were ways to get new equipment from a laboratory fund that supported this.
Well, I think I’ve interrogated you enough! [laughs] Thank you very much for coming to AIP for this interview.
You’re quite welcome. I enjoyed talking to you and reminiscing about many things in my career. I hope this is helpful to historians or others who read the transcript. I also hope it’s pretty accurate. Many of the things we have discussed occurred a very long time ago. My memory is really good but it is stressed over such long-time intervals. I may have gotten some things mixed up, etc. This must certainly be the situation for anyone who gives a long-time range interview.
[End of Interview]